BHARAT RAKSHAK MONITOR - Volume 2(4) January-February 2000

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Article Reviews

NON-PROLIFERATION, CHINA AND INDO-U.S RELATIONS

 

Amy Sands. "Nonproliferation Regimes at Risk" . CNS Occasional Papers, No 3, Center for Nonproliferation Studies.

This article addresses the threats to the nonproliferation regime. The rationale for global nonproliferation efforts is explicitly detailed early in the article:

"Despite considerable growth in nonproliferation efforts and widespread rhetorical support for the nonproliferation norm, the regimes appear threatened by an outbreak of weapons proliferation. Weaker [nonproliferation] regimes will lead to growing security threats, the increasing likelihood of violent conflicts, and the intensification of conflicts should they occur."

Sands notes correctly that significant progress has occurred in the past decade, including the voluntary "rollback" of several nascent nuclear arsenals. The most imminent threats stem from the failure of countries to comply with their agreements and the unpredictable bilateral relationships between the US and China and the US and Russia. Other problems include the primacy of domestic priorities in most states, difficult regional relationships, and the role of non-state actors.

Sands singles out Iraq, North Korea, and Russia as particularly dire cases of non-compliance. Russia is singled out for concerns about biological weapons and other proliferation. Curiously, China is left off the list of non-compliant states. Issues likely to reduce US-China cooperation on nonproliferation include the US pursuit of missile defenses; US support for Taiwan, and Chinese espionage. Critics could easily argue that China’s participation in nonproliferation efforts has been marked by subterfuge, deception, and outright violation.

Sands points to domestic politics in limiting the effectiveness of nonproliferation regimes. Domestic concerns in the US, which she condemns for weak leadership and internal divisiveness, and other important international players frequently curtail nonproliferation efforts. Regional dynamics severely constrain the opportunities for nonproliferation in Northeast Asia, West Asia, South Asia, and the Persian Gulf. Political resolution of existing issues may be a prerequisite to meaningful progress in the nonproliferation arena.

Sands notes the increasingly dual-use nature of these technologies. While nuclear facilities and space programs are (relatively) easy to identify, the same facilities that produce pesticides or medical prescription drugs can also be used for chemical weapons.

Sands is pessimistic about the future of the nonproliferation regimes, stressing that their absence might create a more dangerous world, without specifying how to strengthen them. Therefore, the article is descriptive and predictable. If multilateral efforts to stop proliferation are indeed failing, an assertion that is not yet proven, surely the investigation of more innovative political and military methods is worth the effort. These issues fall outside the scope of Sands’ investigation, but are food for thought. The past decade has seen significant innovation in the conceptual and technical means of responding to proliferation. Who, in 1989, would have predicted that the United States would make a bilateral deal to provide North Korea with nuclear reactors through third parties? Or, that the U.S., under a Democratic President, would opt for national missile defenses? Or, that theater missile defenses would become a currency of international politics. Her focus on the "traditional" nonproliferation path may obscure opportunities or trends that are worth further study.

T.Hoyt


R. Johnson. "Troubled Treaties: Is the NPT tottering?" The Bulletin of Atomic Scientists. Volume 55 No 2, May/June 1999.

The Nuclear nonproliferation Treaty (NPT) is the crown jewel of the nuclear non-proliferation regime. The legal commitment to extend the NPT indefinitely, made in 1995, is inextricably linked to progress on a number of issues. The lack of consensus and the gaping political divide at the previous preparatory committee meetings (PrepComs) have led the author to question whether the extension of the NPT is likely to unravel before the 2000 Review Conference. The author’s prediction that the latest PrepCom would also be an exercise in disagreement between the Non-aligned and the "Western group" has been proven accurate.

The important areas for disagreement turned out as predicted. They were the lack of progress on Article VI of the NPT, the de facto violation of nuclear non-proliferation of NATO’s nuclear sharing provisions (Article I and II), the inconsistency of the NATO doctrine of first-use and the private assurances made by the US, UK, and France towards non-nuclear NPT members, and the status of Israel in the context of a nuclear weapon free zone in the Middle East. Despite this, the "Western group" won (winning Indonesia and non-Arab non-aligned nations), concluding with a document of "expected products" of the 2000 meeting that broadly reflected their interests. This indicates that fears about the relevance of the treaty are misplaced. She clearly underestimates the political capital tied up in non-proliferation by Washington.

The continuing relevance of the NPT, and the American success in maintaining the non-proliferation regime separate from nuclear disarmament is deleterious to Indian interests. The 2000 meeting will be key, especially in the context of Indo-US "strategic dialogue." If, as expected, the 2000 meeting concludes without a formal resolution of the indefinite extension, the American strategy of cleverly offering "concessions" will have won out. The practice of this strategy has lessons for Indian diplomats -- if Washington is given what it wants, it has little inclination to keep its commitments. For India, it means that the NPT, CTBT, and FMCT will continue to be issues on which sovereignty is sought to be constrained without any appreciable strategic, economic or military gains.

M.Thundyil


Gerald Segal. "Does China Matter?". Foreign Affairs Vol 78 No.5, September/October 1999.

The provocative title sets the tone for this paper on China. The first three of its four sections asks whether China matters economically, militarily, and politically, and the fourth asks whether it matters if China does not matter. Segal proceeds to answer his own questions in the qualified negative. Segal makes a strong case that China is today an "overrated" power.

Economically, he notes that China matters less today than it did in 1800, even from the "now dubious" angle of purchasing power parity (PPP). Militarily, he refers to China as a "second rate" power, and suggests that talk of an US-Chinese strategic partnership is little more than recognition of Beijing’s nuisance value. Politically, China’s power is "puny" because of its vacillation about "how to manage the consequences of modernity and interdependence," the side effects of ideological weakening, and the economic uncertainties highlighted by the Asian crisis.

In the final section, Segal does not directly answer his own question about whether it matters if China does not matter. However, one can sense a qualified negative. He points out that China is "merely a middle power" which can be handled appropriately only if the West abandons its "pander complex" and adopts a strategy of "constrainment" as opposed to "containment."

Whether Segal’s position is eventually vindicated or not, this is one of the papers that Mr. Segal will be remembered for in the years to come. And deservedly so, for he had the gumption to ask a question that needed to be asked – even if the answer he provides is not likely to get him an A+ from that harshest of examiners, time.

While it is hard to argue with the notion that China is indeed an "overrated" power today, it is appropriate to say that Segal overstates his case. Economically, it may be true that China does not matter much in terms of "cold statistics" as the Asiaweek (Oct. 15, 99) critique of his paper put it. This is precisely why it will matter in the future. The potential market in China dwarfs that of Europe and the US. This is no abstraction. There are over a billion people who may buy that roll of Kodak film. No China-size market awaits European or US manufacturers in their home territories. Segal may be right, however, in suggesting that the West is erring too much on the side of caution.

Militarily, it is pertinent to point out that China has a fine understanding of power and how it can be used to state benefit. It is using its mischief-making capability to tweak Uncle Sam’s nose quite blatantly, on Taiwan for instance. While China may not be a power in Europe, it has considerable capacity to undermine American interests in Asia seriously. Its remote control over the two nuclear capable "rogues" in the region, North Korea, and Pakistan, is a testimony to this. Of course, it is not news that China cannot take on the US directly. But then who can, apart from Russia?China is by no means a "puny" political power. That it has chosen not to be aggressively anti-American at the UNSC only implies sufficiently good judgement. China had less to gain from actually undermining the US in Kosovo, for example, than from pretending to do so. If someone wants the best of both worlds – i.e. a darling of Western investors and a patron of the Third World outcasts – this is the way to go about it. It must also be remembered, China’s leaders are playing to a domestic audience.

Finally, it would have been a more interesting paper if Segal had elaborated on what abandoning the "pander complex" and "constrainment" means in practice. It appears that Segal was suggesting a tougher approach across the board from the West, reflecting the actuality of the various power functions. It is questionable whether that would be in the long-term interest of the West because that would generate a greater consciousness within China of its own weaknesses and may prompt measures to rectify them. Given the prevailing historical, political, religious, and economic compulsions of the day, a China that is less sensitive to its own weaknesses is less of a "threat." There is not much harm, in the meantime, to hedge your bets that there will come a day when every Chinese will buy a Kodak film. The West, too, is trying to have the best of both worlds – i.e. keep China uncertain about Western intentions and open to business at the same time.

J.E. Menon


Ming Zhang. "What Threat?" The Bulletin of the Atomic Scientists. Vol 55 No 5 September/October 1999.

The release of the Congressional Cox committee report on the transfer of sensitive nuclear and other military technologies to China – covertly or overtly – had resulted in a flurry of reports in the popular U.S press presenting various scenarios of the threat China could pose in the future. Ming Zhang attempts to put the issue in perspective in his article and refute some of the more alarmist predictions. He starts with a summary of the Chinese nuclear strength and its overwhelming weakness – even after modernization - in comparison with American strength, be it bombers, missiles or submarines. A more interesting section of his thesis is his view on current Chinese strategic posture and regional and global events that could affect it. These events include a) possible deployment of Agni missiles by India, b) Theatre Missile Defence (TMD) in East Asia and c) deployment of Ballistic Missile Defence by the U.S. To forestall any drastic changes in China’s deterrence policy, Zhang advocates closer cooperation with the U.S on such regional concerns and on larger issues of non-proliferation and FMCT. It is reiterated that China’s current and future policy of a limited nuclear deterrence implies that it would never be a "Soviet-style nuclear threat" to the U.S.

While Zhang succeeds in his primary purpose – to inject a dose of reality to some of the the inflated scare-scenarios vis-à-vis U.S-China relations – certain aspects of the article could cause one or two raised Indian eyebrows. The onus of China continuing to employ a holding pattern on its current strategic posture seems to be on its regional neighbors, while a reverse relationship is not acknowledged. Chinese proliferation to Pakistan of nuclear technology (referred to in a throwaway line) and missiles (which fails to find a mention) has had a major impact on the rudimentary level of deterrence between the countries involved. Refusal to recognize this fact cannot but be a stumbling block in efforts by other NWS to constructively engage in discussions with India. On India’s part, vigorously blocking efforts to pigeonhole strategic talks to a purely Indo-Pak paradigm demands a nuanced reiteration of past and continuing proliferation in her neighborhood.

V.Natarajan 


Stephen Philip Cohen. "The United States and India: Recovering Lost Ground" SAIS Review 18(1) 93-107 (Winter/Spring 1998)

Cohen traces the history of Indo-US relations during the Clinton Administration, and presents his recommendations for improving these relations. He states that a new American policy in South must emerge from the confluence of five different US strategic goals. These are encouragement of economic liberalization, preservation and expansion of Indian democracy, promotion of strategic normalization between India and Pakistan, aiding India and Pakistan manage their nuclear weapons programs, and development of strategic cooperation with India

Although the stated purpose of Cohen's article is to explore ways of improving US-India relations, he repeatedly brings Pakistan into the discussion. The notion of equivalence between India and Pakistan is sufficient, in itself, to discredit Cohen's views in the eyes of many Indian policy-makers, but such a reaction would be unfortunate. Indian diplomacy must firmly and patiently disabuse American strategic thinkers of this notion of equivalence.

India should continue its economic liberalization, for its own good. A side effect of this will be improved relations with the world, especially the United States. Indian democracy is not in danger from anything except, perhaps, poor economic performance, reducing the second goal to irrelevance. The third and fourth goals are jointly addressed, because they both concern Indo-Pak relations. It is important to note that Cohen's article was written when I. K. Gujral and Nawaz Sharif were in office. It therefore pre-dates the nuclear tests in 1998, the Kargil War, the shoot-down by the Indian Air Force of a Pakistan Navy reconnaissance aircraft, and the hijacking of an Indian Airlines passenger airliner by terrorists of unknown nationality. Given these facts, it is difficult to see any improvement in Indo-Pak relations in the near future. It would be unwise for the US to base its relations with India on any such improvement. There is a "strategic dialog" between India and the United States, which would have been inconceivable before Pokhran II, because of it. One may anticipate that in time, following the swearing in of a new Administration in Washington in 2001, Indo-US "strategic cooperation" will result from the current "strategic dialog."

M.Raju


P.M. Kamath. "Indian Nuclear Strategy: A Perspective for 2020". Strategic Affairs. Vol XXII No 12, March 1999.

The author gives a detailed account of the aftermath of the Indian tests in May 1998. The first part of the article is a comprehensive and exhaustive account the reactions and the compulsions of Indian tests. The second part details the thesis that India must develop a comprehensive strategy to be implemented over the next two decades. He confirms the Indian elite’s abiding interest in eventual global disarmament. He outlines an incremental strategy towards that goal while ensuring security in the meantime. The first step is to negotiate global no first use treaty among the P-5 and the other nuclear capable states. This is followed by a series of well thought out steps. He does identify economic growth and stable political government as steps needed for achieving a strong India.

I feel that, with the expansion of nuclear deterrent to other WMD threats it is doubtful if the P-5 are interested in negotiating a global NFU and with the indefinite extension of the NPT, it is doubtful if ever the goal of nuclear disarmament is attainable. This article is in the narrative tradition mixed with prescriptions of steps that India has to take to achieve its security. The first part could have been dispensed with as it is repetitive and has been already covered by others. The author’s forte is international relations and foreign policy and this paper with its excellent bibliography would make a valuable resource for students of those disciplines.

D.Ramana


P.M. Kamath. "Indian Nuclear Tests, Then and Now: An Analysis of US and Canadian Responses". Strategic Affairs. Vol XXIII No 5, August 1999.

The author studies the US and Canadian response to the Indian nuclear tests in 1974 and 1998. He traces the special bonds that Canada and India being members of the Commonwealth shared and cooperated in the areas of international diplomacy and this extended to nuclear technology. Having forsworn nuclear weapons technology even while possessing the wherewithal for it, Canada felt being partly responsible for having supplied the CANDU reactor technology. They were very vociferous in their protests to the 1974 test and suspended cooperation and thus lost all leverages by 1998. Moreover their trade was of the order of $1.1billion and did not want to jeopardize it. Hence its muted criticism of the May 98 tests. They were more concerned with copycat behavior than the Indian action per se. However they expressed their support for multilateral criticism in the G-8.

The US on the other hand responded mildly in 1974 due to the potential for downturn in relations and the fact that the test could not be undone. The Congressional criticism was quite severe and led to the passage of the Nuclear Non Proliferation Act of 1978, which demanded full scope safeguards on all nuclear reactors for cooperation. In contrast to its 1974 posture the US took an active role in condemning the Indian tests. These actions included the imposition of unilateral sanctions and persuading the G-8 nations to follow suit. In the political arena it included sponsoring the UNSC Resolution 1172 etc. The engaging China theme may also have played a role in developing US policy. The author feels that with passage of time these sanctions will be proven ineffective and withdrawn. He takes hope in gradual realization in the West of the need to contain China. One fact I learned from this article is the confirmation that India was ready to take the plunge in the late fifties and Nehru had stated as such to the National Development Council in 1960. It was a conscious decision to abstain from exercising the option unless security needs demanded it and not as a result of pressure. Another insight was both tests were conducted in periods of extreme closeness between US and China. The article does a commendable job of charting the ups and downs of the relations between the three countries on nuclear matters.

D.Ramana

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