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 Bharat Rakshak > Security Research Review > Challenging Transitions


 

“Catalyst for peace, harmony and tranquility…”

 

Capt. (r) Bharat Verma

 

 

In an exclusive interview, the Chief of the Naval Staff, Admiral Arun Prakash, PVSM, AVSM, VrC, VSM, ADC, shared his perceptions about the Indian Navy with Bharat Verma, Editor, Indian Defence Review.

With the global security environment now focused on Asia-Pacific, the Indian Ocean region has become critically important to many major powers.  How does the Indian Navy see its future role in safeguarding India’s security interests from traditional as well as non-traditional threats?

Containing, as it does, island nations, island chains, archipelagos, peninsular countries, as well as those with long coastlines, the destiny of much of the Asia-Pacific region is inextricably linked with the oceans. Several of the world’s busiest straits and passages, in this region, control shipping traffic and thus assume strategic and economic importance. Coastal and offshore resources, as well as maritime trade are the principal contributors to the economies of most countries in the region. Moreover, for most countries, security threats can only come over the seas, and thus the littoral has assumed great significance.

Today Asia-Pacific contains almost 4 billion of the world’s over 6 billion people and accounts for 60% of the world’s GDP. By 2020, seven of the ten largest economies in the world will be in this region, making the 21st century truly the ‘Asia-Pacific Century’. While the region holds great economic promise, it also contains the potential for conflict in several areas, and has lately become prey to the scourge of terrorism. For India, the Asia-Pacific region holds immense promise for political, economic and military cooperation, and the key role that maritime forces can play, makes the Indian Navy (IN) a key component of any national strategy towards this region.

As far as the actual role of the Indian Navy in the region is concerned, we feel that it can be the catalyst for peace, harmony and tranquility, in the Indian Ocean Region (IOR), across the spectrum of conflict. This can be achieved through the imaginative use of the Navy in three classical roles. The first is maritime diplomacy by which we engage other maritime nations and extend our hand of friendship and cooperation. The second pertains to our robust presence in the region, which should contribute to stability; and the third is a strong deterrent posture with the ability to firstly, prevent conflict, and then respond, should it become necessary.

 

The new security environment calls for military engagement with regional and extra-regional countries and India has entered into defence cooperation agreements with many of them in the last decade.  Since the Navy will have to play the lead role in such interfaces, how do you as the CNS see them developing and what sort of capabilities are needed for this proactive peacetime activity.

India’s growing international stature gives it strategic relevance in the area ranging from the Persian Gulf to the Strait of Malacca. The period after the end of the Cold War has seen a more coordinated use of the Indian Navy in conformity with some of our foreign policy objectives – our evolving relationship with the US, France and the UK, as well as the ‘Look East’ policy are examples that spring to mind. The initiation of bilateral and multilateral exercises, most notably the Malabar Exercises with the US Navy, the Varuna series with France, and the Milan gatherings in Port Blair were not merely military interactions but also contained a certain political message.

In the post 9/11 period, the stabilizing role of the Indian Navy in the IOR has been acknowledged and recognized by all major and minor navies in the region. As already stated, we have also recognized the value of cooperative security and have consequently held over 24 joint exercises with foreign navies in the past two years. Defense agreements or MoUs with several countries like Indonesia, Singapore, Malaysia and Vietnam have also been concluded and some more are in the pipeline.

In my opinion, our Navy’s international maritime cooperation initiatives should be tailored to the needs of the individual country and its strategic alignments, as also the capability of its navy. For example, a major navy like the US Navy may seek cooperation only in coalition or alliance building missions. Smaller navies, which constitute the bulk in Asia-Pacific, on the other hand, need assistance in a greater variety of missions, and they are actively seeking our cooperation in fields such as training, joint exercises, surveillance, etc.  I see this as a tremendous growth area, which will need sustained efforts and a synergy between the MEA and MoD, in the coming years. We have also been laggards in rendering material assistance, which is often sought by our maritime neighbors, and which has great potential for not only defense export promotion, but also for building strategic bonds.

 

The growing dimension of maritime interests in India’s security concern requires credible sea power in the northern Indian Ocean at the very least and even beyond.  If this be so, are you, as the CNS satisfied with existing capabilities, in particular of C412 and surveillance / reconnaissance, both from aircraft and from satellites.

I am happy that you have brought up this issue, because networking of our capabilities, afloat and ashore, is one of my priority areas. The current IN capability encompasses weapons, sensors and platforms of formidable range and capability. This capability will be further bolstered with the forthcoming induction of platforms such as the aircraft carrier Admiral Gorshkov with its integral MiG 29K fighters, and long range weapons like the BrahMos missile. What we now need to do is to encompass these weapons and sensors into a long range, cohesive network. Navy-wide Network Centric Operations, once achieved, would enable the IN to increase the battle-space awareness of our units, shorten the “sensor-shooter loop” and thus dictate the tempo of battle to the adversary. There is ample world-class IT expertise available indigenously to develop the systems required by us, and I see this as a good opportunity to harness private industry for a mutually beneficial relationship. Towards this end, the IN would need to rely on the space segment to provide the backbone and bandwidth for connectivity.

 

Letters of intent for building an Air Defence Ship (ADS) at the Kochi Shipyard and Type 75 submarine at Mazagon Dock Ltd (MDL) were issued in 1997.  But seven years later, neither project is ready to start construction.  What will be the impact of this delay on our capabilities?

As far as the ADS is concerned, it is the most ambitious shipbuilding project undertaken in India so far, and projects of such complexity do take time to take-off and fructify. The design, the size, and the overall configuration of the ADS has gone through several iterations, because the Navy wanted to be sure that it would take care of our foreseeable requirements over the next 25-30 years (or make it “future proof” as the British term it).  One issue that emerged at a late stage was the requirement for the ADS to be compatible with the LCA (Navy).

Thus we have made many changes, and the final design has evolved ever the years.  I must clearly state that the design freezing exercise has been the major cause for delay, so far.  I am happy to state that all that is behind us, and the revised sanction was accorded by the CCS in January 2003.  The carrier, with a deep displacement of 37,500 tonnes is being planned to operate the MiG-29K, and LCA (N) fixed wing aircraft, as well as the ALH and Ka-31 helicopters. For an interim period, it may also operate the Sea Harriers and the Sea Kings.

The basic design and hydrodynamic tests for the ship’s hull have been completed, and the design work for internal systems being undertaken in-house is at an advanced stage. Much of the infrastructural augmentation at Cochin Shipyard has also been completed, and construction is expected to commence in early 2005 with an estimated build period of 7 years. But it is a challenging undertaking, and we will keep our fingers crossed.

With the coming acquisition of the Admiral Gorshkov, and follow-on ships of the ADS class, the Indian Navy will be able to maintain, and in fact enhance, its carrier capability in the coming years. 

As far as Project-75 is concerned, submarine construction is the one remaining lacuna in our considerable shipbuilding capability.  We need to re-start the production lines at MDL, which have been lying idle for over a decade. Moreover, delays in decision making inevitably lead to cost escalations.  Happily, the new government is seized of the urgency and we hope to see headway in this aspect quite soon.  However, time is running out and the effects on the force levels of our submarines will be felt for many years down the line.

 

What broadly should be the force level that the Navy could realistically plan for up to 2020 after taking into account budgetary constraints and decision-making delays?

Putting an exact number to our force level is not a very good way to plan.  A better way is to survey the emerging maritime capabilities in the region, and to ensure that we have the entire range of forces / capabilities that we need for ensuring the security of our interests. We have done this exercise, and have come up with a force structure for the future.

While we currently have Government approval to maintain certain force levels, they will steadily keep reducing till 2012, because the ships being de-commissioned will outnumber new entrants. This has resulted because of very few new orders placed with our shipyards in the period, 1985-95. We also have a force imbalance, because a large proportion of the force level comprises “brown-water” units or smaller ships of limited capability. This imbalance needs to be rectified with the addition of more “blue water” capability.

The good news is that indigenous ship production has now picked up momentum, and 19 ships are in various stages of construction at our shipyards. This includes two new lines of frigates – the Project 17 (stealth frigates of the Shivalik class) and 15A (follow-on ships of the Delhi class), and the Air Defence Ship (ADS). A new line of ASW corvettes is also going to be built. We trust that our shipyards will be able to keep pace with the orders placed on them. 

As far as budgetary support is concerned, last year the naval budget crossed 17 per cent for the first time and this year it is above 16 per cent. I am confident that this trend will continue in the coming years too as economists, the Parliamentary Committee and even the 10th Finance Commission have emphasized the need for adequate funding to sustain naval growth in view of the long gestation period of naval platforms.  

However, the dilemma that we face in the area of Force Planning can be summed up in two brief points. Firstly, no one is willing to give us a long-term assurance of funds; not even a bottom line “not exceeding” figure for 3-5 years worth of planning. Secondly, our budgetary grants have a life of approximately 8-9 months (from June to end-March), whereas the decision making process never takes less than 18-24 months, and more often runs into years. Under such a system it is difficult to visualize our ever spending the annual budget.

Is the Navy satisfied with its air assets after taking into account the present force structure and the likely spread of operations?  Is it not desirable to give more attention to naval aviation in its totality, not just carrier borne elements?

We perceive aviation as a very potent instrumentality of maritime power, and there is no doubt that it must be commensurate with our overall responsibilities. In this context, we do look at air capability requirements, integral to the Fleets, carrier-borne, as well as shore based, as part of the Navy’s overall aviation plan.   

We have already formulated a naval aviation plan, which will cater to our needs for the next two decades and it is awaiting government approval.  Under this plan, we will induct various aircraft, both from indigenous sources and from abroad in a phased manner.  This is a particularly exciting area, as several next generation aircraft like the MiG 29K, the LCA (Navy) and the ALH will be inducted in the coming years.  The reconnaissance force levels available to us, however, are not adequate for the vast ocean areas, the dense shipping traffic and the submarine threats that we need to keep under surveillance. We are looking at various options in this context.

India is a declared nuclear weapons power committed to the “No first use doctrine”.  This implies a retaliatory / second strike capability.  How do you see the Navy’s role in the nuclear triad?  What should be the direction of our thrust for the acquisition of capability and platforms?

 

All I wish to say here is that the draft nuclear doctrine, which was made public by the government, envisages the deployment of a triad of capabilities.  It is also a well-known fact that an undersea deterrent capability is the most survivable leg of the triad, and hence should form the core of a credible second-strike capability.  

 

How do you see force levels to be maintained/ augmented with state of the art warships and systems fitted on them?  In this, what do you perceive the role of the industry especially in the private sector?  The Navy has been ahead of the other two services in the drive to build indigenous capability in shipbuilding as also of systems and equipment. So far it has been predominantly limited to PSUs. Now that the Government has permitted private sector participation (with 26% FDI) in the defense sector, has the Navy taken or planned to take measures to optimize the potential due to this directional shift in the policy?

 

In principle, we welcome the jettisoning of the Industrial Policy Resolution of 1955, and entry of the private sector into defense production. Our PSUs could certainly do with some healthy competition to enhance their efficiency, productivity, and above all, product support. Last year we started a 15-year program to undertake indigenisation in the Navy and this will provide tremendous opportunities for the private sector to participate in defense production.   

Procurement procedures have been simplified and made more transparent. The Navy is also willing to fund R&D projects, which need huge investments and infrastructural support.  Even for ships being procured from abroad, we are looking at Indian companies supporting them with indigenous technology.  Standardization of inventories is being ensured and this will also help address the private sector’s concerns about volumes.  The IT sector, where we have a known world-class capability is also an area where the private sector can participate and indeed, is participating.  Moreover, with the order books of all the major PSU shipyards full, there are opportunities galore for the private sector to market their products.

The Navy has made considerable and substantial progress in the indigenous design and building of warships. However, the major weapon systems to be incorporated in the indigenous warships are still to be acquired from abroad. What steps can be taken to develop this expertise in the country so as to become self-reliant in the major weapon systems for warships e.g. SAM Systems, ASW Systems, CIWSs and associated radars, target designation and fire control systems etc?

The writing on the wall is clear for the Armed Forces to read: there is NO FUTURE in importing weapon systems from abroad. It is a trap, which creates a vicious circle of dependence on unreliable foreign sources and spiraling prices.  I am afraid that there are no easy answers in this regard.  We will have to keep pegging away with our indigenous efforts through the DRDO and support them to the maximum extent possible. I would even go to the extent of accepting slightly reduced capability for the Navy, provided it emerges from our own technology and contains the potential for a Mark II (improved) product.

There are several success stories from the DRDO, and the development of world-class indigenous sonars is one of them.  We are also well on our way to designing combat management systems and work is proceeding well on developing an indigenous ASW system as well as several types of radars. 

The second approach that we in the Navy have decided upon is to collaborate with friendly countries in the technology development and subsequent production of advanced weapon systems. This is as distinct from the screwdriver, CKD/SKD approach that has come to be known as “Transfer of Technology”. There are some such projects, which are currently in various stages of discussion / negotiation.  This approach has the dual advantage of obtaining access to advanced technology as well as ensuring that we do not subsequently remain at the mercy of another country for spares and servicing support.

Finally, instead of looking at indigenisation in a generalized sporadic fashion, and appealing to industry for help, we are seriously considering the creation of a structure within NHQ to give it full-time focus and impetus.  But this will require financial empowerment by the Government.  

As the industrial base (both in the private and public sector), for indigenous shipbuilding grows and matures and given the concerns of economy of scales, do you think there is a need to build up strategic partnership with OEMs to undertake major overhauls of equipment and platforms?  Do you see any beneficial spin-offs if captive capabilities are created to meet infrastructure requirements?

We are already doing this and have several tie-ups with public and private sector players in some areas like maintenance of COTS equipment and specific systems. We have also been off-loading the refits of less weapon-intensive ships like OPVs and Fleet Tankers to trade. However, at this moment, we simultaneously need captive capabilities like the Naval Dockyards, as many of our maintenance needs are unique and require skilled manpower, whose capabilities are built over years of experience – submarine repairs, for example, cannot be outsourced, except perhaps, to the OEM.

Moreover, in times of emergency or war, we will need to have the wherewithal to step up the pace of repairs or carry out emergency repairs, as the case may be. Hence, the spin-off to the Navy is in terms of the flexibility of operations that a captive maintenance capability provides.

Having said that, I must admit that in other countries there is profound trust between the Government and Industry, and even strategic systems are entrusted to the private sector for manufacture / maintenance. We have not reached this happy state yet.  

The MTCR (missile technology control regime) denies India technologies for missiles beyond the 300 Km range.  How do we overcome this problem besides stressing on indigenous R&D, to meet our legitimate security requirement?  

Technology denial is a deliberate strategy to ensure disparity in capabilities.  My view is that we cannot complain too much over this, as each country will act to protect its national interest.  Hence, we need to firstly identify and deal with countries willing to share technologies with us. Secondly, and more importantly, we need to develop our indigenous R&D capability.  As I said earlier, in the short term we should be ready to accept a slightly lower capability from our indigenous equipment, so that our scientists receive encouragement, and we can benefit in the long run.  A typical example is the development of cryogenic engines for launching our satellites, which was made the subject of technology denial earlier and which our scientists subsequently mastered. I am convinced, that a few years down the line, technology denial regimes are not going to bother us too much. 

There are a plethora of agencies dealing with maritime matters in India.  Do you think there is need to set up a Central Maritime Board or any such organization to postulate policy, coordinate and manage all maritime activities of this country?

Absolutely; today there are a plethora of agencies dealing with maritime matters, which encompass a diverse range of activities like oil and natural gas, fisheries, excise and customs, immigration, pollution control, tourism, transport, infrastructure development and defense. If you notice, defense is just one of the issues in the maritime arena, albeit the vital one. Hence, there is a need for a National Maritime Policy to ensure that the management of India’s ocean and coastal zones is politically correct, economically sustainable, socially responsible and culturally sensitive with a view to safeguard our national interest at all times.

In recent years, terrorism has acquired a growing maritime dimension as terrorists find the open highways of the oceans a convenient way of moving men and materials.  There are also fears expressed of terrorists using merchant ships for transporting WMD or using them as a WMD. The only two agencies with the wherewithal and means to actually go out to sea and do something, are the IN and the Coast Guard. Therefore synergy of national security resources is now vital.

Hence, establishment of a National Maritime Commission is important to protect our maritime interests in an integrated manner. The commission will comprise representatives from all organizations connected to the seas and will be a ‘one-stop shop’ to take decisions on all maritime issues. The issue is now before the government and we hope a decision on this will be forthcoming shortly.

India aspires to be a maritime power and the Indian Navy has to be the flag bearer for such an endeavor. What is your concept of maritime power in the present global order? How would you envision India’s growth as a maritime power?

The 21st century is going to be a maritime century.  The globalization of the world economy and its impact on global sea-borne trade, energy imperatives and growing dependence on sea resources, all point towards the growing importance of the seas. These developments are extremely important for India due to our reliance on the sea for trade, energy resources and food resources. In fact, over a century ago, the famous American maritime strategist, Admiral Mahan had stated, “Whoever controls the Indian Ocean dominates Asia.” He further went on to predict “…in the 21st century the destiny of the world will be decided upon its waters.” Today that prediction appears to be coming true. While we have no wish to dominate anything, we need to ensure that nobody else is in a position to do so, or to dictate terms to us either 

A capable navy is only one element of a maritime power. A large merchant fleet, modern ports with good infrastructure, a vibrant, efficient and self-reliant shipbuilding industry along with its supporting technical infrastructure are some of the other vital elements of maritime power which we need to concentrate upon.

The key, however, lies in the populace having a maritime temperament and outlook.  Indians in general, need to acknowledge that if not a “maritime nation” (yet), we certainly are a nation dependant on the seas, and need to look more seawards than inwards. Such a realization is especially vital for people at what is called the decision-making, or “Grand-Strategic Level” of security planning. Only then can we stake our claim to be a true maritime power.  

This interview first appeared in the India Defence Review and has been reproduced here with the permission of the editor.

 


© 2004 Bharat-Rakshak